D3P Compliance

Protect Your Financial records with World's Top D3P Compliance Services

Securely store and manage financial records with CastlerCode, ensuring compliance and seamless regulatory access when needed.

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What is D3P Compliance?

In the financial industry, regulatory authorities require strict record-keeping procedures to ensure market integrity. Designated Third Party (D3P) Compliance guarantees that financial institutions comply with these procedures by appointing an independent third party to access and provide electronic records to regulators upon demand.

Why is D3P Compliance critical for your Business?

D3P Compliance assists banks in complying with strict regulatory guidelines and maintaining data integrity. Government agencies like the SEC require corporations to maintain electronic records in a secure environment so that they are easily accessible for audits and legal requests.

An independent custodian, a Designated Third Party (D3P), provides assurance of records to be tamper-proof and recoverable upon demand. Lack of compliance leads to heavy fines, lawsuits, and loss of reputation for companies.

With D3P Compliance, businesses shield confidential financial data, streamline regulatory reporting, and build stakeholder trust, which means long-term business stability and compliance readiness.

What is SaaS Escrow?

What is D3P Compliance?

SaaS escrow protects businesses by ensuring continued access to critical software if a SaaS provider faces issues like bankruptcy, acquisition, or service termination. It secures the software, data, infrastructure, and documentation with a trusted third party.

If a disruption occurs, the escrow service releases the software and data to the user or a designated party, ensuring business continuity and uninterrupted access to the application.

Why is SaaS Escrow critical for your Bussiness?

Why is D3P Compliance critical for your Business?

SaaS applications are vital to business operations, and SaaS escrow ensures continued access during unexpected disruptions, offering peace of mind for uninterrupted business continuity.

Incorporating SaaS escrow into your business plan mitigates risk by securing software availability, protecting your investments whether you rely on one or multiple SaaS solutions.

With D3P Compliance, businesses shield confidential financial data, streamline regulatory reporting, and build stakeholder trust, which means long-term business stability and compliance readiness.

Key Benefits of D3P Compliance

SaaS escrow is essential for businesses that rely on cloud-based applications. The main benefits are

Regulatory Compliance

Guarantee compliance with SEC Rule 17a-4 and other financial regulations to avoid penalty and legal consequences.

Independent & Secure Storage

Secure key financial documents using tamper-proof, encrypted storage by a trusted third party

Seamless Regulatory Access

Facilitate swift and easy access to records for audits, investigations, or legal purposes.

Dedicated Support Team

Our internal experts assure round-the-clock support and guidance, helping you through the entire escrow process.

Improved Trust & Transparency

Establish reputation with regulators, clients, and stakeholders by showcasing sound compliance procedures.

How does D3P Compliance work?

Step 1

Setup of D3P Agreement

We collaborate with you to put in place a compliance framework that satisfies SEC Rule 17a-4 and other applicable regulations.

Step 2

Data Validation & Integrity Checks

We ensure your electronic records are complete, tamper-proof, and accurately formatted for compliance.

Step 3

Secure Storage & Retention

Your financial records are encrypted and securely stored in an independent escrow environment, with updates of regularity for ensuring accuracy.

Step 4

Regulatory Access & Retrieval

In case of audit or legal inquiry, we grant smooth access to records held as per the compliance requirements.

Why Choose CastlerCode for D3P Compliance

Integration with several developer platforms - GitHub, GitLab, Bitbucket

Supports several developer platforms – GitHub, GitLab, Bitbucket

In-house Technical verification services to verify the authenticity of the financial data

Multi-location storage facility option to ensure Data localisation and strong BCP process

Limited access of the financial data using CastlerCode web application

Document management system & audit trail maintenance

Encryption while data in transit as well as data at rest

Professional legal staff to help with legal paperwork and escrow contracts

Simplify D3P Compliance with CastlerCode

Join hundreds of businesses worldwide that trust CastlerCode for D3P Compliance services.

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CastlerCode is a groundbreaking cloud-native software escrow solution. It offers seamless integration, automates source code deposits, and grants you secure access from anywhere, anytime. CastlerCode is amongst the world's first cloud-native software escrow solution offering cloud-storage for Software, Source-Code & SaaS in an escrow environment.